eComms Surveillance
Capturing and reviewing email, chat, voice, and mobile communications for conduct risk, off-channel violations, and supervisory obligations.
ICT third-party risk register, ready for DORA
Best execution and complaints evidence is produced automatically, so the firm can answer a regulator's conduct question with a documented trail rather than a manual reconstruction.
Headquartered in United Kingdom·Founded 2021·1-10 employees·Series A
Demo available. Contact vendor
Replaces spreadsheet trackers for regulatory exam preparation with a structured workspace and approvals.
Capturing and reviewing email, chat, voice, and mobile communications for conduct risk, off-channel violations, and supervisory obligations.
Reviewing marketing, financial promotions, and customer disclosures against FCA, SEC, and FINRA standards before they go out.
Drives complaint handling, breach reporting, and outcome tracking for conduct-regulated firms.
Market Conduct · eComms Surveillance
Turns alerts into investigations with linked entities, SAR drafting, and four-eyes sign-off.
Financial Crime · KYC / KYB
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