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Beacon AIPro

ICT third-party risk register, ready for DORA

Best execution and complaints evidence is produced automatically, so the firm can answer a regulator's conduct question with a documented trail rather than a manual reconstruction.

Headquartered in United Kingdom·Founded 2021·1-10 employees·Series A

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Built for
Compliance functions evidencing best execution and market-abuse controls to regulators.

What they solve

Replaces spreadsheet trackers for regulatory exam preparation with a structured workspace and approvals.

eComms Surveillance

Capturing and reviewing email, chat, voice, and mobile communications for conduct risk, off-channel violations, and supervisory obligations.

Voice SurveillanceChat SurveillanceEmail SurveillanceArchiving / WORM Storage

Communication & Disclosures

Reviewing marketing, financial promotions, and customer disclosures against FCA, SEC, and FINRA standards before they go out.

Investor DisclosuresRegulatory Filings

Products

Complaints TrackerLiveAI

Drives complaint handling, breach reporting, and outcome tracking for conduct-regulated firms.

Market Conduct · eComms Surveillance

KYC OrchestratorBetaAI

Turns alerts into investigations with linked entities, SAR drafting, and four-eyes sign-off.

Financial Crime · KYC / KYB

Clients

Pinehurst PartnersBellevue PaymentsSilvercrest BankKestrel Asset ManagementUplands MutualAshcombe WealthHalcyon Payments

Team

Felix Yamamoto
CEO & Co-founder
Hassan Petrov
Head of Customer Success
Karim Garcia
Head of Product

Interested in Beacon AI?

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