Aventine Securities streamlines regulatory change
How Aventine Securities worked with us on streamlines regulatory change.
Our last exam was the calmest we've had. Everything the examiner asked for was already there.Marcus Bianchi, Head of Customer Success, Aventine Securities
The challenge
Exam preparation consumed weeks of manual evidence gathering, and the same control artefacts were re-requested from the business every cycle.
Our approach
Control tests and their evidence moved into a single workspace with provenance, so internal audit could pull an evidence pack on demand instead of chasing the business.
The result
The team cut the time to assess a regulatory change from days to hours and walked into its next exam with a live obligation-to-control map instead of a binder.
Exam preparation consumed weeks of manual evidence gathering, and the same control artefacts were re-requested from the business every cycle. Control tests and their evidence moved into a single workspace with provenance, so internal audit could pull an evidence pack on demand instead of chasing the business. The team cut the time to assess a regulatory change from days to hours and walked into its next exam with a live obligation-to-control map instead of a binder.
This case study is written by the vendor and describes their own work. Outcomes have not been independently verified by RegTech Radar.