Cambridge Mutual gets exam-ready
How Cambridge Mutual worked with us on gets exam-ready.
Our last exam was the calmest we've had. Everything the examiner asked for was already there.Jonas Chen, Chief Compliance Officer, Cambridge Mutual
The challenge
The compliance team tracked hundreds of regulatory updates a month across email alerts and spreadsheets, with no reliable way to show which obligations mapped to which controls when the regulator asked.
Our approach
Control tests and their evidence moved into a single workspace with provenance, so internal audit could pull an evidence pack on demand instead of chasing the business.
The result
The team cut the time to assess a regulatory change from days to hours and walked into its next exam with a live obligation-to-control map instead of a binder.
The compliance team tracked hundreds of regulatory updates a month across email alerts and spreadsheets, with no reliable way to show which obligations mapped to which controls when the regulator asked. Control tests and their evidence moved into a single workspace with provenance, so internal audit could pull an evidence pack on demand instead of chasing the business. The team cut the time to assess a regulatory change from days to hours and walked into its next exam with a live obligation-to-c
This case study is written by the vendor and describes their own work. Outcomes have not been independently verified by RegTech Radar.