Underwood RiskPro

Transaction monitoring tuned by your own analysts

Surveillance teams see orders, trades, and communications in one case, so market abuse signals are investigated with full context instead of reconciled across systems, and conduct coverage keeps pace with new venues and channels.

Headquartered in United States·Founded 2015·11-50 employees·Series A

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Built for

Compliance functions evidencing best execution and market-abuse controls to regulators.

What they solve

Customer onboarding orchestration for regulated industries with global KYC vendor routing.

Trade Surveillance

Detecting market abuse, insider dealing, spoofing, and manipulative trading across asset classes, calibrated to MiFID II, FINRA, and equivalent regimes.

Market Abuse DetectionCross-Asset / Cross-Venue SurveillanceBest Execution Monitoring / TCAAlgorithmic Trading Controls

Products

Conduct Case ManagerBetaAI

Monitors voice and electronic communications for conduct risk with reviewable, explainable flags.

Market Conduct · Trade Surveillance

Clients

ⓘ

Ashcombe WealthGranite Peak BankQuayside Payments

Team

Ximena Jansen

VP Sales

Yusuf Kowalski

Chief Technology Officer

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